From Transportation to Destination

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The following article, an interpretive chronology of the cruise industry by Ernest Blum, will appear in Travel Weekly's 40th Anniversary Focus issue, to be published March 30. In anticipation of this very special Focus issue, highlights will appear on TW Crossroads each day this week.

As Travel Weekly celebrates its 40th anniversary, the publication can claim to have played an instrumental role in the birth of the modern cruise industry -- but more about that later.

When Travel Weekly made its debut in 1958, the cruise industry as such did not exist. What travel agents, by and large, were booking were not cruise vacations but steamship transportation. In 1958, however, the first Pan Am 707s were in the skies over the Atlantic, heralding the demise of that market. In the coming years, obsolescent steamships would find new life as "cruise ships," creating a fast-growth industry that has prospered by forging a unique alliance with travel agents. From the mid-1960s, when the industry began taking shape, the changes have been relentless.

In just three decades, for example, cruising has gone through three transformations. From 1965 until 1981, the industry was marked by the shift of transoceanic steamships into cruising itineraries. From 1981 until 1987, the industry was marked by the increasing dominance of new ships, whose size, efficiency and glamour overshadowed the old tonnage. And from 1987, the industry entered Wall Street, whose deep pockets financed the completion of the industry's retooling and its remarkable consolidation.

In a mere decade, the players have gone from about 40 companies to an oligopoly dominated by three major companies: Carnival Corp. (including Holland America), Royal Caribbean Cruises Ltd. and Princess Cruises. By the year 2002, the big three are slated to account for 123,819 lower berths of the Cruise Lines International Association's projected 160,000 berths, for an extraordinary 77.3%.

Measured by revenues, the big three are expected to top 80% of the industry's total. Last year alone, the industry's five largest companies were reduced to three, following the takeovers of Celebrity Cruises and Costa by Royal Caribbean and Carnival, respectively. On the other hand, a major new player with deep pockets, Walt Disney World, plans to launch its first ship in July.

Other changes are under way that promise to transform the industry again. Of most concern for agents, the industry's virtually total dependence on agents is loosening as the Internet takes hold. In addition, the oligopolistic structure of the industry suggests it may be able to enforce agency policies in a way that was unthinkable a decade ago. Moreover, the preferred-supplier arrangements that have come to dominate distribution show signs of evolving into dealerships if not actual cruise line-run outlets.

There is also a revolution under way in the makeup of the product. Cruise lines, for example, are building megaships of up to 136,000-tons and 3,800 passengers, twice the size of even the behemoths launched this decade. Could it be that we are seeing the end of the very idea of "ships"? These have become more like hotels and, with increasing size, are approaching the scope of land resorts. Perhaps the next century has in store seagoing Las Vegases and Walt Disney Worlds. Or does the future consist of U.S.-style resorts that drop anchor along all the world's coastal destinations?

***

How did this vital industry, which has carried 8% of the U.S. population and is topping five million passengers annually, get started in the first place? Already in pre-World War II days, steamships had been sailing from the Port of Miami. By 1954, Yarmouth Steamship Co., the successor to Miami's pioneering Eastern Steamship Lines, had entered its Yarmouth Castle into regular three- and four-day cruises to The Islands of The Bahamas.

In 1965, Princess Cruises was formed to pioneer cruising to Mexico's West Coast Riviera. By 1974, the venerable Peninsular & Oriental Steam Navigation Co. had seen the potential of cruising and bought up Princess. But the industry was destined to be based in Miami, where, in 1966, two executives came into the industry who, one after the other, would be its leader. In that year, the Norwegian shipping company Kloster Rederei, headed by Knut Utstein Kloster, acquired steamship/ferry, the Sunward, to take British vacationers and their cars to Spain. But the plan was stymied when a currency dispute broke out between Great Britain and Spain.

In the Port of Miami, Ted Arison, an Israeli-American shipping executive, had chartered an Israeli ferry for service to Nassau, but that ship's owner went bankrupt. With passengers lined up but no ship to put them on, Arison read a report in a trade newspaper about the plight of the Sunward. The publication was Travel Weekly. Arison promptly got in touch with Kloster and proposed that the two combine forces. Thus was born Norwegian Caribbean Lines, operated by Kloster Rederei and marketed by Arison Shipping.

The venture proved a success, but by 1972, the two executives had a bitter falling out. Arison left to form a cruise venture in Miami with Boston-based American International Travel Service. Their venture, called Carnival Cruise Lines, put into service the ocean liner Empress of Canada, purchased for $6.5 million from Canadian Pacific. Renamed the Mardi Gras, the vessel's maiden voyage was a disaster: the ship ran aground just outside the Port of Miami. By 1974, the operation was awash in red ink, and Arison acquired full ownership for $1 in cash and the assumption of $5 million in debt.

Meanwhile, Miami hotelier Edwin Stephan, who had played a role in the formation of Commodore, had hatched an idea for a revolutionary type of ships. These would not be the traditional steamships designed for the chilly North Atlantic, but more open vessels ideal for the tropics. By 1968, Stephan succeeded in persuading three Norwegian shipping companies -- Anders Wilhelmsen, I.M. Skaugen and Gotaas-Larsen -- to bankroll a venture to launch the ships. Thus was born Royal Caribbean Cruise Line. From 1970 through 1972, Royal Caribbean launched the industry's first ships designed specifically for cruising: the Song of Norway, the Nordic Prince and the Sun Viking. Their yachtlike silhouettes, open sun decks, airy windows and cantilevered sky lounges were to become the hallmarks of the line's ships to this day.

Cunard began diverting ships to cruising. Also diverting ships into cruising were Holland America Line, Chandris and Costa, while P&O bolstered the fleet of Princess Cruises. In exiting ocean transportation for cruise vacations, the venerable steamship companies had a pre-sold market. In the 1920s and 1930s -- the golden age of steamships -- the unprecedented glamour surrounding ever grander and faster transatlantic liners had stirred the public's imagination. By getting on a cruise ship, affluent Americans whose forebears came over in steerage could sample the indulgence their ancestors could only dream about.

But there was a critical difference between the seagoing markets of the 1930s and the 1970s. The industry was now based in the U.S., not Europe. There would be few three-class or even two-class ships. America was one class. By a stroke of luck or genius, Carnival had chosen a motto for its new product that defined the quintessential nature of the wares: "The Fun Ships." The "Fun Ships" suggested a new kind of mass-market product for a new kind of consumer: middle-class Americans who wanted informality and abhorred stuffiness. Other lines, such as Cunard, adhered to a more traditional decorum. And lines such as Princess, Holland America and even Royal Caribbean sought to preserve the luxury mystique while providing de facto mid-market products.

This lingering mystique, at mass-market prices, quickly proved to be the right formula, as virtually all types of tonnage filled their cabins. By the end of the 1970s, the infant North American cruise industry was enjoying unprecedented occupancies and a seller's market.

Only two lines were predominantly represented by new tonnage built for cruising: Royal Caribbean, whose forte was just such ships; and NCL, which had replaced its Sunward with four "White Ships" built for the tropics. Meanwhile Carnival, whose three ships were old tonnage, had an unflattering image as a "bottom feeder." But in 1978, the line shocked the industry by ordering a new ship, the Tropicale.

NCL did not build a new ship but made an even bigger impact with an old one, the France. Built in 1962 as the last great ship of the French Line, the France went into moth balls in 1974, virtually at the same time as the company itself. NCL's owner, Kloster, bought the 76,000-ton ship in 1979 for $18 million and spent $130 million rebuilding it for Caribbean cruising. After its reincarnation in 1980 as the Norway, the mammoth ship created a sensation and raised cruising's visibility still further, as NCL became the industry's top company.

***

But alerted to the possibilities of large new ships, Royal Caribbean ordered the Song of America, delivered in 1982, which together with the Tropicale became the prototypes of the industry's new ships. Throughout the 1980s, the two companies would vie with each other in placing new orders and competing for share of market.

Meanwhile, Princess, which in 1984 had taken delivery of two ships -- the Royal Princess and Sky Princess -- by 1988 had not taken any other new build initiatives and lagged behind. But Sitmar, which was also based in Los Angeles, had ordered three major new liners. By buying out Sitmar, Princess was able to take accelerated delivery of three ships: the Star Princess in 1989, the Crown Princess in 1990 and the Regal Princess in 1991.

The race for new tonnage among the three companies helped stir the public's imagination and sent the market on an uninterrupted growth spurt. Between 1982 and 1993, for example, the number of passengers each year grew from 1.47 million to 4.48 million.

Oddly, NCL, the industry's largest line, gave no signs of any new building plans. Actually, the line's founder, Kloster, who was a gambler as well as a visionary, was planning an end-run around his competitors. Kloster was deeply involved in plans for building a revolutionary 250,000-ton ship for 5,000 passengers, code-named Phoenix. The ship's radical design -- three hotel towers built on a platform of an aircraft-carrier hull -- would be a literal city at sea, offering an extraordinary choice of passenger activities. But the unprecedented scale of the project turned off bankers. As Kloster struggled to find financial backers, NCL's two Miami competitors kept ordering more ships and leaving NCL in their wake.

A new type of competition emerged in 1987: The race for Wall Street money. Here again, Carnival took the lead. Even after the line had surpassed NCL as the industry's largest, Carnival's reputation as a "bottom feeder" lived on.

***

But in the spring of 1987, the image of Carnival was to change forever. A filing for an initial public offering the line made with the U.S. Securities and Exchange Commission stunned competitors. It turned out that for every dollar the company took in, it was banking nearly a quarter. Wall Street investment bankers were impressed, and Carnival founder and sole owner Ted Arison became a billionaire overnight, selling 20% of the company for $400 million.

The access to Wall Street funding was not only to unleash a second, unprecedented round of new build orders continuing until this day but also accelerated the industry's consolidation. With the tap open for Wall Street cash, for example, Carnival in 1988 sought to acquire the controlling interest in its long-time Miami rival, Royal Caribbean.

Gotaas Larsen, one of that company's three original partners, offered to sell its share to Carnival; and Royal Caribbean's second partner, I.M. Skaugen, was ready to do likewise. But the recalcitrant third partner, Anders Wilhelmsen, stepped in and exercised its right to buy out the other partners -- for $600 million. Immediately, Wilhelmsen sold 50% of the company for $420 million to a group led by Hyatt Hotels' Pritzker family.

Taking over the helm of Royal Caribbean was Richard Fain, who, in London, had been a long-time comanaging director of Gotaas Larsen and was also on Royal Caribbean's board. By 1993, the company was ready to issue its own IPO on Wall Street. With its access to public financing, Royal Caribbean was in a position to challenge Carnival in new multibillion-dollar orders of ships.

Carnival acquired venerable Holland America Line for $625 million in 1989. With the acquisition, Carnival funded Holland America's own new building spree, thereby consolidating Holland America's position as the industry's fourth largest line. Since then, Carnival has extended its reach to acquire other major interests in Seabourn Cruises (1992), Airtours (1996) and Costa Crociere (1997).

***

Royal Caribbean, for its part, waited four years to follow with its own major consolidation coup, acquiring Celebrity Cruises in mid-1997 for $615 million. Behind both the new building and consolidation moves of the industry's leading players has been profitability, based on economies of scale. In a kind of virtuous circle, each new ship is bigger and more efficient, expanding the market and the profits to build even bigger ships.

Remarkably, only a handful of the industry's players have had the foresight and wherewithal to gamble on this formula.

Carnival, in particular, has also benefited by a tight grip on costs, making it the industry's lowest-cost producer and insuring its high profit margins throughout a full decade. In 1987, for example, the company earned $152.8 million on $564 million in revenues, or 27.1 cents on the dollar. In 1997, after more than fourfold growth, the company earned $666 million on $2.45 billion of sales, or 27.2 cents on the dollar.

More than any other major player, Carnival has been able to benefit from the experience and longevity of its top management. Chairman Micky Arison took over as chief executive officer in 1979. Carnival Cruise Lines President Bob Dickinson joined in 1973. Key executive Meshulam Zonis, senior vice president of operations, was there from the company's first day. Vice Chairman Howard Frank joined in 1989, but he had been advising the company from Price Waterhouse. At Holland America Line, Kirk Lanterman has been the company's leader since 1982, having previously headed Westours.

Royal Caribbean, for its part, has a history of profitability. But the company has a different itinerary mix and higher costs than Carnival. In 1997, the company earned $175 million on almost $2 billion, representing a major expansion of profitability over 1993, when it earned $60 million on $1 billion in revenues.

Princess, under Chairman Tim Harris, is also highly profitable. Just how high is not always apparent because P&O, listed on the London Stock Exchange for decades, reports its cruise business on a consolidated basis for Princess and four P&O ships. With P&O's cruise business earning operating profits of almost $120 million in the first half of last year, the multibillion-dollar parent company is able to maintain its easy access to the large resources needed to fund its new ship orders.

Today the industry, which is believed to have achieved a watershed 5 million passengers in 1997, is still an industry in its infancy, according to top marketing executives. CLIA, for example, is reporting that 47 million people say they will "definitely" or "probably" cruise in the next five years. The industry obviously is confident it can attract many of them. At press time, it has ordered nine megaships of over 100,000 tons each.

Just what these vessels will serve up is not yet clear. But their very size offers the prospect for implementing a vision of some of the industry's advanced designers: The ship as a floating city, satisfying the full range of interests found on land.

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